Capital Markets: Policy, Regulatory and Compliance Framework of 2 days workshops

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The Securities and Exchange Commission of Sri Lanka organised a 2 days’ workshop on Capital Markets: Policy, Regulatory and Compliance Framework on 21st and 22nd of February 2014.

21st February – 9.00 Am to 5.00 Pm

22nd February – 9.00 Am to 12.15 Pm

Workshops Content

  • The Changing Global Regulatory Framework relating to Capital Markets and Challenges to Emerging Markets
  • Securities and Exchange Commission of Sri Lanka (SEC): Its role as Regulator
  • Colombo Stock Exchange (CSS) its Role and Functions
  • Overview of Corporate Governance Requirements Applicable to listed Companies
  • The Role and Functions of Credit Rating Agencies
  • The Role and functions of Asset Manager
  • Foreign Exchange Requirements applicable to investments

 

Investment

Local Participants: Re. 20,000/-

Foreign Participants: USD 200

Application closing date: 14th February 2014

For more detail see below image

Capital Markets Policy, Regulatory and Compliance Framework of 2 days workshops
Capital Markets Policy, Regulatory and Compliance Framework of 2 days workshops

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